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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

SYSC 4.8

As Published: 2015

SYSC 4.8

SYSC 4.7

As Published: 2015

SYSC 4.7

SYSC 5.2

As Published: 2015

SYSC 5.2

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

COCON 4.2 Specific guidance on senior manager conduct rules

As Published: 2015

COCON 4.2 Specific guidance on senior manager conduct rules

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

SYSC 4.6

As Published: 2015

SYSC 4.6

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

SYSC 4.3A Management body and nomination committee

As Published: 2014

SYSC 4.3A Management body and nomination committee

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

SUP 10C.10 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10C.10 Application for approval and withdrawing an application for approval

SUP 16.23 Annual Financial Crime Report

As Published: 2016

SUP 16.23 Annual Financial Crime Report

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)